| Submission declined on 21 December 2023 by
WikiDan61 (
talk). This submission appears to
read more like an advertisement than an entry in an encyclopedia. Encyclopedia articles need to be written from a
neutral point of view, and should refer to a range of
independent, reliable, published sources, not just to materials produced by the creator of the subject being discussed. This is important so that the article can meet Wikipedia's
verifiability policy and the
notability of the subject can be established. If you still feel that this subject is worthy of inclusion in Wikipedia, please rewrite your submission to comply with these policies.
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|  |
| Submission declined on 21 December 2023 by
Qcne (
talk). This draft's references do not show that the subject
qualifies for a Wikipedia article. In summary, the draft needs multiple published sources that are:
This submission appears to
read more like an advertisement than an entry in an encyclopedia. Encyclopedia articles need to be written from a
neutral point of view, and should refer to a range of
independent, reliable, published sources, not just to materials produced by the creator of the subject being discussed. This is important so that the article can meet Wikipedia's
verifiability policy and the
notability of the subject can be established. If you still feel that this subject is worthy of inclusion in Wikipedia, please rewrite your submission to comply with these policies. Declined by
Qcne 5 months ago. | |
Comment: This draft is an ad, top to bottom, and none of its cited sources provide evidence of significant independent coverage of the company.
WikiDan61
ChatMe!
ReadMe!! 12:46, 21 December 2023 (UTC)
ComplyLog, a Euronext company, is the leading provider of specialized compliance software to meet EU regulatory requirements.
ComplyLog's product suite helps issuers and advisors digitizing their compliance workflows and automating processes. The suite includes a designated tool to comply with the Market Abuse Regulation (MAR), the Markets in Financial Instruments Directive II (MiFID II). [1] and the EU Whistleblower Directive [2]
History
ComplyLog, back then InsiderLog, was founded in 2016 by legal professionals as a response to the introduction of the Market Abuse Regulation, aiming to simplify processes and workflows of compliance and legal teams. In 2018, the Swedish start-up was acquired by Euronext Corporate Services [3], a Euronext subsidiary. Two years later, InsiderLog is able to expand in the Nordics thanks to the acquisition of Ticker Software. In 2021 ComplyLog becomes the new brand for compliance software with a suite of four products: InsiderLog, IntegrityLog, TradeLog. As of 2023, ComplyLog serves over 1000 customer across 25 countries. To its customer base belong a great number of European issuers, law firms, banks and financial services firms but also many other organisations that seek to automate their compliance workflows.
Product Suite
InsiderLog
In July 2016, the Market Abuse Regulation (MAR) came into force to strengthen market integrity, improve investor protection and increase trust in the European financial system. The legislation outlines, among other things, what is considered inside information, what a Person Discharging Managerial Responsibilities (PDMR) is, what is a closed period, when it is appropriate to delay the disclosure of inside information as well as the procedures for record-keeping and creating insider lists. Besides that, it defines how a person acting on behalf of an issuer, i.e., an advisor, has to comply and maintain insider lists, similarly to the issuer itself.
InsiderLog is insider list management software specifically designed to ensure full compliance with MAR. The tool allows to digitally create, update and maintain insider lists, it sends automatic notifications to inform insiders about their obligations under MAR and requests acknowledgement confirmation. Delaying the disclosure of inside information is strictly regulated and certain criteria must be met under MAR. InsiderLog guides the company through the process and keeps detailed records of it.
InsiderLog is available for issuers and advisors with each version meeting the needs of the respective end-user.
TradeLog
According to the Markets in Financial Instruments Directive II investment and financial services firms must establish policies and procedures to ensure full compliance of the company itself, its managers and employees as well as putting appropriate rules into place that govern personal transactions by such persons.
TradeLog is employee trade surveillance software that enables the pre-clearance and monitoring of employee trade requests. Compliance can set custom rules based on internal policies and restrict any securities, holdings or transactions that violate the policy. Such restrictions can also be based on certain groups of employees, PDMRs or project-based.
A digital application process enables employees to send trade requests 24/7 from anywhere. The employee dashboard also allows them to add information of Persons Closely Associated (PCA).
In some countries, for instance the UK, employee trade pre-clearance is referred to as 'Personal Account Dealing' (PAD) [4]. The Financial Conduct Authority (FCA) is the UK governing body - working independently of the government - that regulates PAD. In recent years they have become stricter in their PAD oversight to avoid financial misconduct and enhance consumer trust.
IntegrityLog
According to the EU Whistleblowing Directive, all organisations with more than 50 employees and municipalities with more than 10,000 inhabitants, must provide their employees and citizens respectively with an internal whistleblowing channel. As of 17 December 2023, all organisations and municipalities must comply with the directive; non-compliance may lead to sanctions by national authority. The aim of the directive - to provide greater protection for whistleblowers [5]- came from preceding cases of retaliation against people that uncover wrongdoing. With it whistleblowers no longer need to fear being jailed, fired or discriminated for their reports.
IntegrityLog is whistleblower software that enables companies to comply with the EU Whistleblowing Directive. The online tool consists of the Compliance dashboard and the Whistleblower form. The tool is customisable and can be adapted to internal policies and the company structure e.g., subsidiaries and case topics. It provides notifications about upcoming case deadlines, audit trails and reporting functions.
The employee, on the other hand, can easily submit a case, keep track of its status and communicate with the compliance officer. Features such as anonymous reporting [6] and audio file upload create a safe space for reporting misconduct. With that companies can ensure that reports are made internally first, rather than going to the public.
References
- ^ "Directive 2014/65 - Markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) - EU monitor". www.eumonitor.eu. Retrieved 2023-12-21.
- ^ "What is the European Whistleblower Directive?". National Whistleblower Center. Retrieved 2023-12-21.
- ^ "Your partner for the financial market | Euronext Corporate Services". www.corporateservices.euronext.com. 2023-12-21. Retrieved 2023-12-21.
- ^ Financial Conduct Authority (October 2019). "Newsletter on market conduct and transaction reporting issues" (PDF). Market Watch. Retrieved 2023-12-21.
- ^ "Press corner". European Commission - European Commission. Retrieved 2023-12-21.
- ^ Hub, Knowledge (2023-12-21). "Transparency International Knowledge Hub". Knowledge Hub. Retrieved 2023-12-21.
| Submission declined on 21 December 2023 by
WikiDan61 (
talk). This draft's references do not show that the subject
qualifies for a Wikipedia article. In summary, the draft needs multiple published sources that are:
This submission appears to
read more like an advertisement than an entry in an encyclopedia. Encyclopedia articles need to be written from a
neutral point of view, and should refer to a range of
independent, reliable, published sources, not just to materials produced by the creator of the subject being discussed. This is important so that the article can meet Wikipedia's
verifiability policy and the
notability of the subject can be established. If you still feel that this subject is worthy of inclusion in Wikipedia, please rewrite your submission to comply with these policies.
Where to get help
How to improve a draft
You can also browse Wikipedia:Featured articles and Wikipedia:Good articles to find examples of Wikipedia's best writing on topics similar to your proposed article. Improving your odds of a speedy review To improve your odds of a faster review, tag your draft with relevant WikiProject tags using the button below. This will let reviewers know a new draft has been submitted in their area of interest. For instance, if you wrote about a female astronomer, you would want to add the Biography, Astronomy, and Women scientists tags. Editor resources
| |
| Submission declined on 21 December 2023 by
Qcne (
talk). This draft's references do not show that the subject
qualifies for a Wikipedia article. In summary, the draft needs multiple published sources that are:
This submission appears to
read more like an advertisement than an entry in an encyclopedia. Encyclopedia articles need to be written from a
neutral point of view, and should refer to a range of
independent, reliable, published sources, not just to materials produced by the creator of the subject being discussed. This is important so that the article can meet Wikipedia's
verifiability policy and the
notability of the subject can be established. If you still feel that this subject is worthy of inclusion in Wikipedia, please rewrite your submission to comply with these policies. Declined by
Qcne 5 months ago. | |
- Comment: This draft is an ad, top to bottom, and none of its cited sources provide evidence of significant independent coverage of the company.
WikiDan61
ChatMe!
ReadMe!! 12:46, 21 December 2023 (UTC)
ComplyLog, a Euronext company, is the leading provider of specialized compliance software to meet EU regulatory requirements.
ComplyLog's product suite helps issuers and advisors digitizing their compliance workflows and automating processes. The suite includes a designated tool to comply with the Market Abuse Regulation (MAR), the Markets in Financial Instruments Directive II (MiFID II). [1] and the EU Whistleblower Directive [2]
History
ComplyLog, back then InsiderLog, was founded in 2016 by legal professionals as a response to the introduction of the Market Abuse Regulation, aiming to simplify processes and workflows of compliance and legal teams. In 2018, the Swedish start-up was acquired by Euronext Corporate Services [3], a Euronext subsidiary. Two years later, InsiderLog is able to expand in the Nordics thanks to the acquisition of Ticker Software. In 2021 ComplyLog becomes the new brand for compliance software with a suite of four products: InsiderLog, IntegrityLog, TradeLog. As of 2023, ComplyLog serves over 1000 customer across 25 countries. To its customer base belong a great number of European issuers, law firms, banks and financial services firms but also many other organisations that seek to automate their compliance workflows.
Product Suite
InsiderLog
In July 2016, the Market Abuse Regulation (MAR) came into force to strengthen market integrity, improve investor protection and increase trust in the European financial system. The legislation outlines, among other things, what is considered inside information, what a Person Discharging Managerial Responsibilities (PDMR) is, what is a closed period, when it is appropriate to delay the disclosure of inside information as well as the procedures for record-keeping and creating insider lists. Besides that, it defines how a person acting on behalf of an issuer, i.e., an advisor, has to comply and maintain insider lists, similarly to the issuer itself.
InsiderLog is insider list management software specifically designed to ensure full compliance with MAR. The tool allows to digitally create, update and maintain insider lists, it sends automatic notifications to inform insiders about their obligations under MAR and requests acknowledgement confirmation. Delaying the disclosure of inside information is strictly regulated and certain criteria must be met under MAR. InsiderLog guides the company through the process and keeps detailed records of it.
InsiderLog is available for issuers and advisors with each version meeting the needs of the respective end-user.
TradeLog
According to the Markets in Financial Instruments Directive II investment and financial services firms must establish policies and procedures to ensure full compliance of the company itself, its managers and employees as well as putting appropriate rules into place that govern personal transactions by such persons.
TradeLog is employee trade surveillance software that enables the pre-clearance and monitoring of employee trade requests. Compliance can set custom rules based on internal policies and restrict any securities, holdings or transactions that violate the policy. Such restrictions can also be based on certain groups of employees, PDMRs or project-based.
A digital application process enables employees to send trade requests 24/7 from anywhere. The employee dashboard also allows them to add information of Persons Closely Associated (PCA).
In some countries, for instance the UK, employee trade pre-clearance is referred to as 'Personal Account Dealing' (PAD) [4]. The Financial Conduct Authority (FCA) is the UK governing body - working independently of the government - that regulates PAD. In recent years they have become stricter in their PAD oversight to avoid financial misconduct and enhance consumer trust.
IntegrityLog
According to the EU Whistleblowing Directive, all organisations with more than 50 employees and municipalities with more than 10,000 inhabitants, must provide their employees and citizens respectively with an internal whistleblowing channel. As of 17 December 2023, all organisations and municipalities must comply with the directive; non-compliance may lead to sanctions by national authority. The aim of the directive - to provide greater protection for whistleblowers [5]- came from preceding cases of retaliation against people that uncover wrongdoing. With it whistleblowers no longer need to fear being jailed, fired or discriminated for their reports.
IntegrityLog is whistleblower software that enables companies to comply with the EU Whistleblowing Directive. The online tool consists of the Compliance dashboard and the Whistleblower form. The tool is customisable and can be adapted to internal policies and the company structure e.g., subsidiaries and case topics. It provides notifications about upcoming case deadlines, audit trails and reporting functions.
The employee, on the other hand, can easily submit a case, keep track of its status and communicate with the compliance officer. Features such as anonymous reporting [6] and audio file upload create a safe space for reporting misconduct. With that companies can ensure that reports are made internally first, rather than going to the public.
References
- ^ "Directive 2014/65 - Markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) - EU monitor". www.eumonitor.eu. Retrieved 2023-12-21.
- ^ "What is the European Whistleblower Directive?". National Whistleblower Center. Retrieved 2023-12-21.
- ^ "Your partner for the financial market | Euronext Corporate Services". www.corporateservices.euronext.com. 2023-12-21. Retrieved 2023-12-21.
- ^ Financial Conduct Authority (October 2019). "Newsletter on market conduct and transaction reporting issues" (PDF). Market Watch. Retrieved 2023-12-21.
- ^ "Press corner". European Commission - European Commission. Retrieved 2023-12-21.
- ^ Hub, Knowledge (2023-12-21). "Transparency International Knowledge Hub". Knowledge Hub. Retrieved 2023-12-21.
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in-depth (not just brief mentions about the subject or routine announcements)
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strictly independent of the subject
Make sure you add references that meet all four of these criteria before resubmitting. Learn about mistakes to avoid when addressing this issue. If no additional references exist, the subject is not suitable for Wikipedia.